James Reese, CFP®, CLU

James Reese, CFP®, CLU

Founding Managing Partner

  • 25+ years of industry experience; 13 years of senior branch management roles.
  • Attended University of Denver where he was a member of the Lambda Chi Alpha Fraternity.
  • Successfully completed an advanced learning curriculum, focused on asset allocation and wealth management strategy, hosted at Harvard University.
  • Retirement Planning Specialist, having received the Certificate in Retirement Planning from The Wharton School of Business at The University of Pennsylvania. 
  • Holds FINRA series 24, 26, 53, 6, 63, 65 and 7.
  • Current trustee of Longs Peak Council of The Boy Scouts of America and Ben C. Delatour Foundation; current member of the de Tocqueville Society.
  • Jim and his wife Kathy proudly have 2 sons and 5 grandchildren.


Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

California Insurance License #: 0A99749

Securities and investment advisory services offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries. Equitable Network, LLC does business in California as Equitable Network Insurance Agency of California, LLC and, in Utah, Equitable Network Insurance Agency of Utah, LLC. Equitable Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.